BRIAN SCOTT LINDE

BRIAN SCOTT LINDE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 800 HOWE AVE SUITE 160, SOLSTICE WEALTH MANAGEMENT, SACRAMENTO, CA, 95825.

BRIAN SCOTT LINDE has worked at LPL FINANCIAL LLC since December 14, 2009

Disclosure History

BRIAN SCOTT LINDE has 7 Disclosure Event(s).

Date: May 15, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: DATES, AMOUNTS, AND TERMS OF COMPROMISE ARE UNKNOWN BUT FIRM HAS MADE A REASONALBLE DETERMINATION THAT THIS EVENT IS REPORTABLE.

Date: March 29, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 17, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: DATES, AMOUNTS, AND TERMS OF COMPROMISE ARE UNKNOWN BUT FIRM HAS MADE A REASONABLE DTERMINATION THAT THIS EVENT IS REPORTABLE

Date: April 10, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 30, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 22, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 22, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for BRIAN SCOTT LINDE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.