BRIAN KEITH LUREEN is currently employed as a Broker and/or Investment Adviser at HERITAGE FINANCIAL SYSTEMS, INC. located at 5 GREAT VALLEY PARKWAY, SUITE 334, MALVERN, PA, 19355.
BRIAN KEITH LUREEN has worked at HERITAGE FINANCIAL SYSTEMS, INC. since March 17, 2005
Disclosure History
BRIAN KEITH LUREEN has 2 Disclosure Event(s).
Date: August 23, 2017 Category: Customer Dispute Allegations: Allegations include violations of FINRA Rule 2111, FINRA Rule 2110 and California Blue Sky Law. Claimant invested in a Private Placement on 12/28/2011. Broker Comment: Heritage Financial Systems, Inc. was named as a Respondent along with Mr. Lureen; who is a control person of the Firm. The claimant was an accredited investor and our due diligence, documentation and information attested by the claimant will demonstrate that no violations occurred and this matter is without merit.
Date: December 09, 2013 Category: Civil
More Information
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