BRIAN PRESTON MAVOR

BRIAN PRESTON MAVOR is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 100 MIDDLE STREET, 1ST AND 3RD FLOORS, PORTLAND, ME, 04101.

BRIAN PRESTON MAVOR has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

BRIAN PRESTON MAVOR has 1 Disclosure Event(s).

Date: October 30, 2001
Category: Customer Dispute
Allegations: CLIENTS' ATTORNEY ALLEGED THAT THE INVESTMENTS PURCHASED IN THE CLIENTS' MANAGED ACCOUNT WERE UNSUITABLE, MISREPRESENTED AND DID NOT MEET THE CLIENTS' STATED INVESTMENT OBJECTIVES. (2001)
Damage Amount Requested: $20,893.40
Broker Comment: THE CLIENT'S CLAIM WAS DENIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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