BRIAN PAUL MEYERHOFF is currently employed as a Broker and/or Investment Adviser at CANTELLA & CO., INC. located at 3610 ROUTE 132, THETFORD,, VT, 05075.
BRIAN PAUL MEYERHOFF has worked at CANTELLA & CO., INC. since October 25, 2001
Disclosure History
BRIAN PAUL MEYERHOFF has 2 Disclosure Event(s).
Date: May 15, 1998 Category: Customer Dispute Allegations: UNSUITABLE INVESTMENTS IN THE RECOMMENDATION OF THE PURCHASE OF ICON EQUIPMENT LEASING PARTNERSHIPS IN THAT THE CLIENT WAS ELDERLY AND THE INVESTMENT WAS ILLIQUID. IT WAS ALSO SUGGESTED THAT MR. MEYERHOFF DID NOT ADEQUATELY EXPLAIN THAT THE CUSTOMER'S PRINCIPAL WOULD BE RETURNED TO THEM IN THE FORM OF MONTHLY CASH FLOW DISBURSED BY THE PARTNERSHIP. MR. MEYERHOFF STIPULATES CLIENT WAS SUITABLE AND UNDERSTOOD THE LIMITED PARTNERSHIP INVESTMENT. CLIENT HAS RECEIVED PARTNERSHIP DISTRIUBTIONS FROM THE PARTNERSHIP ALMOST EQUAL TO THE ORIGINAL INVESTMENT. MOORS & CABOT DID NOT DISCUSS COMPLAINT IN DETAIL WITH MR. MEYERHOFF NOR DID THEY GET HIS FULL EXPLANATION. MR. MEYERHOFF DENIES THE ALLEGATIONS BEING CHARGED AGAINST HIM. Damage Amount Requested: $31,081.00 Settlement Amount: $26,518.00 Broker Comment: MOORS & CABOT AGREED TO PAY . [CUSTOMER] $26,518 IN EXCHANGE FOR A GENERAL RELEASE AND AN ASSIGNMENT OF HER REMAINING INTEREST IN THE LIMITED PARTNERSHIP. MR. MEYERHOFF'S CONTRIBUTION TO THE SETTLEMENT HAS NOT BEEN DETERMINED, HOWEVER, HIS REGISTRATION AGREEMENT WITH THE FIRM OBLIGATES HIM TO REIMBURSE MOORS & CABOT FOR SETTLEMENT PAYMENTS MADE TO CUSTOMERS.
Date: May 15, 1998 Category: Customer Dispute Allegations: IN APRIL, 1992 THE CLIENTS PURCHASED UNITS OF ICON EQUIPMENT LEASING PARTNERSHIP. CLIENTS ALLEGED THAT THE INVESTMENTS WERE NOT SUITABLE BECAUSE THE CLIENTS WERE ELDERLY AND THE INVESTMENT ILLIQUID. IT WAS ALSO ALLEGED THAT MR. MEYERHOFF DID NOT EXPLAIN THAT THE CUSTOMERS' PRINCIPAL WOULD BE PAID OVER TIME IN THE FORM OF CASH FLOW PAYMENTS BY THE PARTNERSHIP. MR. MEYERHOFF STIPULATES CLIENTS WERE SUITABLE AND UNDERSTOOD THE LIMITED PARTNERSHIP INVESTMENT. CLIENTS HAVE RECEIVED PARTNERSHIP DISTRIBUTIONS FROM THE PARTNERSHIP ALMOST EQUAL TO THE ORIGINAL INVESTMENT. MOORS & CABOT DID NOT DISCUSS COMPLAINT IN DETAIL WITH MR. MEYERHOFF NOR DID THEY GET HIS FULL EXPLANATION. MR. MEYERHOFF DENIES THE ALLEGATIONS BEING CHARGED AGAINST HIM. Damage Amount Requested: $15,540.00 Settlement Amount: $13,417.00 Broker Comment: MOORS & CABOT AGREED TO PAY THE [CUSTOMERS] $13,417 IN EXCHANGE FOR A GENERAL RELEASE AND AN ASSIGNMENT OF THEIR REMAINING INTEREST IN THE LIMITED PARTNERSHIP. MR. MEYERHOFF'S CONTRIBUTION TO THE SETTLEMENT HAS NOT BEEN DETERMINED. HOWEVER, HIS REGISTRATION AGREEMENT WITH THE FIRM OBLIGATES HIM TO REIMBURSE MOORS & CABOT FOR SETTLEMENT PAYMENTS MADE TO CUSTOMERS.
More Information
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