BRIAN WILLIAM MOHAN

BRIAN WILLIAM MOHAN is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 1269 1ST STREET, SUITE 4, SARASOTA, FL, 34236.

BRIAN WILLIAM MOHAN has worked at CALTON & ASSOCIATES, INC. since May 17, 1989

Disclosure History

BRIAN WILLIAM MOHAN has 2 Disclosure Event(s).

Date: October 23, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $42,096.00
Judgment/Lien Type: Tax
Broker Comment: WORKING ON A RESOLUTION.

Date: October 29, 1993
Category: Customer Dispute
Allegations: Not Provided
Damage Amount Requested: $14,496.64 Damages Granted: $18,249.11
Broker Comment: CLAIMANT WAS AWARDED $14,496.64 IN COMPENSATORYDAMAGES, AND $3,752.47 IN INTERESTNot Provided

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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