BRIAN NAGLE is currently employed as a Broker and/or Investment Adviser at FIRST REPUBLIC SECURITIES COMPANY, LLC located at 160 FEDERAL ST., BOSTON, MA, 02110.
BRIAN NAGLE has worked at FIRST REPUBLIC SECURITIES COMPANY, LLC since March 31, 2014
Disclosure History
BRIAN NAGLE has 1 Disclosure Event(s).
Date: May 11, 2016 Category: Customer Dispute Allegations: In May, 2016 the client alleged misrepresentation, errors relating to the billing, and poor performance and management of his investment management account at First Republic Investment Management, Inc. Settlement Amount: $15,000.00 Broker Comment: The Firm's Billing Department erroneously billed the client's account due to a clerical error. The incorrect amount was credited back to the client upon discovery. The investment account was a discretionarily managed account and was governed by both an advisory agreement and Investment Policy Statement. The security type the client has identified as unsuitable was clearly identified in the asset allocation of the Investment Policy Statement which was specifically signed and dated by the client prior to investing. In addition, the position was in line with the percentage weighting noted in the Investment Policy Statement. The client has stated his overall dissatisfaction with the performance of the account. The Firm disagrees with the client's representation of his experience with the Firm, and his representations, but has settled with the client in order to avoid a protracted legal issue.
More Information
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