BRIAN KIRT NEUBAUER

BRIAN KIRT NEUBAUER is currently employed as a Broker and/or Investment Adviser at PACKERLAND BROKERAGE SERVICES, INC. located at 8083 Chippewa Trail, St Germain, WI, 54558.

BRIAN KIRT NEUBAUER has worked at PACKERLAND BROKERAGE SERVICES, INC. since August 12, 2004

Disclosure History

BRIAN KIRT NEUBAUER has 1 Disclosure Event(s).

Date: April 30, 2002
Category: Customer Dispute
Allegations: UNSUITABILITY OF MUTUAL FUND RECCOMENDATIONS AND MISREPRESENTATION OF RISK OF MUTUAL FUNDS.
Damage Amount Requested: $21,088.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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