BRIAN ALLEN ONEAL

BRIAN ALLEN ONEAL is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 5301 LIMESTONE RD, STE 123, WILMINGTON, DE, 19808.

BRIAN ALLEN ONEAL has worked at PFS INVESTMENTS INC. since December 01, 1998

Disclosure History

BRIAN ALLEN ONEAL has 9 Disclosure Event(s).

Date: May 10, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $45,473.47
Judgment/Lien Type: Tax

Date: February 10, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $7,706.20
Judgment/Lien Type: Tax
Broker Comment: TAX YEAR 2013

Date: February 10, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $24,349.25
Judgment/Lien Type: Tax
Broker Comment: TAX YEAR 2012

Date: June 25, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $18,904.00
Judgment/Lien Type: Tax
Broker Comment: TAX YEAR 2011

Date: May 24, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $33,689.94
Judgment/Lien Type: Tax
Broker Comment: 2010 TAX YEAR

Date: May 24, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $208,598.24
Judgment/Lien Type: Tax
Broker Comment: TAX YEARS: 05, 06, 07, 08, 09, 10

Date: March 15, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $1,923.20
Judgment/Lien Type: Tax
Broker Comment: FOR TAX YEAR 2009I WAS UNABLE TO PAY MY TAX OBLIGATIONS IN THEIR ENTIRELY DUE TO A DROP IN INCOME, HOME EQUITY, AND INVESTMENTS OVER THE LAST COUPLE OF YEARS.

Date: February 12, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $38,811.77
Judgment/Lien Type: Tax
Broker Comment: I WAS UNABLE TO PAY MY TAX OBLIGATIONS IN THEIR ENTIRELY DUE TO A DROP IN INCOME, HOME EQUITY, AND INVESTMENTS OVER THE LAST COUPLE OF YEARS. 2008 TAX YEAR

Date: January 22, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $95,708.13
Judgment/Lien Type: Tax
Broker Comment: I WAS UNABLE TO PAY MY TAX OBLIGATIONS IN THEIR ENTIRELY DUE TO A DROP IN INCOME, HOME EQUITY, AND INVESTMENTS OVER THE LAST COUPLE OF YEARS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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