BRIAN THOMAS PAQUETTE

BRIAN THOMAS PAQUETTE is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 45 GLASTONBURY BOULEVARD, 1ST FLOOR, GLASTONBURY, CT, 06033.

BRIAN THOMAS PAQUETTE has worked at MML INVESTORS SERVICES, LLC since March 25, 2017

Disclosure History

BRIAN THOMAS PAQUETTE has 1 Disclosure Event(s).

Date: December 10, 2012
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGED THAT THE VARIABLE ANNUITY PURCHASED FROM THE REPRESENTATIVE IN FEBRUARY 2012 WAS NOT APPROPRIATE. CUSTOMERS HAVE ALLEGED DAMAGES FOR THE WAIVER OF SURRENDER CHARGES AS NOTED BELOW.
Damage Amount Requested: $7,771.26

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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