BRIAN AMSLER ROSSANO is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 500 CUMMINGS CTR, BEVERLY, MA, 01915.
BRIAN AMSLER ROSSANO has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 25, 1987
Disclosure History
BRIAN AMSLER ROSSANO has 2 Disclosure Event(s).
Date: October 04, 2004 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE THAT UNSUITABLE INVESTMENTS WERE MADE IN THEIR ACCOUNT. Damage Amount Requested: $1,053,490.00 Settlement Amount: $175,000.00
Date: October 11, 2001 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABLE INVESTMENTS. Damage Amount Requested: $195,000.00 Broker Comment: THE CLIENT'S ALLEGATIONS AGAINST FA ROSSANO WAS WITHOUT MERIT. THE CLIENTS BECAME IMPATIENT WITH THE FA'S LONG TERM GROWTH STRATEGY AND TRADED AGAINST ROSSANO'S RECOMMENDATIONS. THE CLIENTS WERE AWARE OF THE RISKS ASSOCIATED IN PURCHASING TECHNOLOGY SECURITIES. TRANSACTIONS, WHETHER MADE BY THE CLIENT OR FA, WERE WITHIN STATED OBJECTIVES AND RISK TOLERANCE OF THE CLIENT.
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