BRIAN BRADLEY RUSSELL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1640 EAST CYPRESS, SUITE A, REDDING, CA, 96003.
BRIAN BRADLEY RUSSELL has worked at LPL FINANCIAL LLC since June 15, 2012
Disclosure History
BRIAN BRADLEY RUSSELL has 7 Disclosure Event(s).
Date: November 19, 2014 Category: Customer Dispute Allegations: COMPLAINT ALLEGES THAT A 1035 EXCHANGE WAS NOT SUITABLE DUE TO LOSS OF LIVING BENEFIT GUARANTEES AND SURRENDER CHARGES INCURRED. Damage Amount Requested: $8,380.00 Settlement Amount: $1,500.00
Date: July 01, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: February 09, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: February 09, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: November 06, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 30, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 30, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released
More Information
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