BRIAN EDWARD SCHMITZ is currently employed as a Broker and/or Investment Adviser at BMO HARRIS FINANCIAL ADVISORS, INC. located at 503 NORTH WASHINGTON STREET, NAPERVILLE, IL, 60563.
BRIAN EDWARD SCHMITZ has worked at BMO HARRIS FINANCIAL ADVISORS, INC. since December 14, 2005
Disclosure History
BRIAN EDWARD SCHMITZ has 1 Disclosure Event(s).
Date: November 05, 2002 Category: Customer Dispute Allegations: ILLINOIS CLIENT CLAIMS THAT ADVISOR DID NOT EXPLAIN THE DIFFERENCE IN MUTUAL FUND SHARE CLASSES BEFORE HE PURCHASED HIS FUNDS IN MARCH 2002. CLIENT DOES NOT SPECIFY DAMAGES, BUT THESE ARE REASONABLY ESTIMATED TO BE IN EXCESS OF $5000. Damage Amount Requested: $5,001.00 Settlement Amount: $2,000.00 Broker Comment: SETTLED IN THE INTEREST OF CLIENT RELATIONS AND TO AVOID COSTLY AND TIME CONSUMING FORMAL PROCEEDINGS, WITHOUT ADMITTING LIABILITY, IN THE AMOUNT OF $2,000.00.
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