Brian Keith Shey

Brian Keith Shey is currently employed as a Broker and/or Investment Adviser at G. A. REPPLE & COMPANY located at 14407 SW 2nd PLACE, SUITE F-2, NEWBERRY, FL, 32669.

Brian Keith Shey has worked at G. A. REPPLE & COMPANY since June 06, 2018

Disclosure History

Brian Keith Shey has 2 Disclosure Event(s).

Date: December 01, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $92,527.00
Judgment/Lien Type: Civil
Broker Comment: JUDGMENT IS OUTSTANDING. PLAINTIFF IS DECEASED AND COUNSEL NOR FAMILY HAS CONTACTED ME. NOTHING HAS OCCURRED IN THE PAST FOUR YEARS

Date: October 24, 2008
Category: Customer Dispute
Allegations: CLIENT CLAIMS REGISTERED REPRESENTATIVE CONVINCED HIM TO SURRENDER HIS SECURITY MUTUAL POLICY AND PURCHASE A MINNESOTA LIFE POLICY. CLIENT DID AND CLAIMS REGISTERED REPRESENTATIVE SOLD THE POLICY AS AN INVESTMENT TYPE POLICY AND DID NOT DISCLOSE THE MUCH HIGHER PREMIUMS, WHICH HE WOULD NOT HAVE AGREED TO. CLIENT IS ALSO CONCERNED ABOUT HIS CASH VALUE WHICH IS SIGNIFICANTLY LESS THAN WHEN HE PURCHASED THE MINNESOTA LIFE POLICY. THIS DISCLOSURE IS BEING MADE AS WE ARE UNABLE TO MAKE A GOOD FAITH DETERMINATION THAT THE DAMAGES FROM THE ALLEGED MISCONDUCT WILL BE LESS THAN $5000.
Damage Amount Requested: $5,000.00
Broker Comment: ORIGINAL POLICY WAS RESCINDED AND REISSUED TO APPROPRIATELY REFLECT THE ANNUAL PREMIUM ORIGINALLY AUTHORIZED BY THE CLIENT. NO DAMAGES WERE INCURRED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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