BRIAN R SHREVE

BRIAN R SHREVE is currently employed as a Broker and/or Investment Adviser at CITIZENS SECURITIES, INC. located at 7360 YORK ROAD, PARMA, OH, 44130.

BRIAN R SHREVE has worked at CITIZENS SECURITIES, INC. since December 21, 2016

Disclosure History

BRIAN R SHREVE has 1 Disclosure Event(s).

Date: November 28, 2016
Category: Employment Separation After Allegations
Firm Name: PNC Investments, LLC
Termination Type: Discharged
Allegations: Brian Shreve was terminated for violation of firm policy. Specifically, Mr. Shreve was terminated for misrepresenting client information on internal paperwork and records, engaging in sales practice violations, and manipulating his sales incentive in several accounts he managed.
Broker Comment: PNC looking into matter where I mistakenly input wrong information on a PNC form. I inadvertently put a different client's information on form as my notes got tangled between two clients.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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