BRIAN PHILIP SWEDROCK

BRIAN PHILIP SWEDROCK is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 195 Danbury Road, Suite 220, Davenport Building, Wilton, CT, 06897.

BRIAN PHILIP SWEDROCK has worked at COMMONWEALTH FINANCIAL NETWORK since February 01, 2016

Disclosure History

BRIAN PHILIP SWEDROCK has 1 Disclosure Event(s).

Date: February 25, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I had a business credit card for my failed gym business that I settled out of court and paid off the remaining balance 05/22/2015.

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

OTHER BROKERS IN CT WITH DISCLOSURE EVENTS

To view the full report for BRIAN PHILIP SWEDROCK, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

BrokerSearch Removal