BRIAN C VAIL is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 640 JOHNSON AVE, STE 201, BOHEMIA, NY, 11716.
BRIAN C VAIL has worked at AMERIPRISE FINANCIAL SERVICES, INC. since September 04, 1996
Disclosure History
BRIAN C VAIL has 2 Disclosure Event(s).
Date: October 18, 2011 Category: Customer Dispute Allegations: THE CLIENT ALLEGED INVESTMENTS WITHIN HER BROKERAGE ACCOUNT HAVE NOT BEEN SUITABLE FOR THE PAST SIX MONTHS. Damage Amount Requested: $12,622.03
Date: July 07, 1978 Category: Criminal Charges: PETTY LARCENY: $25 Disposition: PETTY LARCENY: $25 Broker Comment: ISSUE: PURCHASED $15-20 OF GAS & DROVE AWAYWITHOUT PAYING A) INVOLVED: MYSELF AS DRIVER & THREEPASSENGERS. PETER MCCOY, SUE LARACHUTTA, DEBORAH _____ B)DATE IT OCCURRED: 7-7-1978 C) CIRCUMSTANCES: I WAS DRIVINGHOME FROM A CAMPING TRIP & I DIDN`T HAVE MONEY FOR TOLLS & GAS.I FOOLISHLY DECIDED TO USE MY MONEY FOR TOLLS & TRY TO DRIVEAWAY WITHOUT PAYING FOR GAS D) PAID A FINE ON THE SAME DAY OFOCCURRENCE PLEDED GUILTY E) BLANK F) I INITIALLY INTERPRETEDTHE QUESTION AS A MISDEMEANOR INVOLVING INVESTMENT RELATEDBUSINESS
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