BRIAN JOSEPH ZINDELL

BRIAN JOSEPH ZINDELL is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 7030 EAST GREENWAY PARKWAY, SUITE 190, SCOTTSDALE, AZ, 85254.

BRIAN JOSEPH ZINDELL has worked at TD AMERITRADE, INC. since January 24, 1997

Disclosure History

BRIAN JOSEPH ZINDELL has 3 Disclosure Event(s).

Date: May 15, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 13, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 13, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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