BRONSON COOPER JACOWAY is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL ADVISORS CORPORATION located at 4250 EXECUTIVE SQUARE, SUITE 700, LA JOLLA, CA, 92037.
BRONSON COOPER JACOWAY has worked at LINCOLN FINANCIAL ADVISORS CORPORATION since June 01, 1998
BRONSON COOPER JACOWAY has 4 Disclosure Event(s).
Date: February 17, 1995 Category: Customer Dispute Allegations: CLAIMS OF UNSUITABLE RECOMMENDATIONS & BREACHOF FIDUCIARY DUTY WITH [CUSTOMER] INSURANCE PROCEEDS OF$120,000. Damage Amount Requested: $300,000.00 Settlement Amount: $82,500.00 Broker Comment: CLAIMS SETTLED FOR $82,500.00. SETTLEMENTAGREEMENT WAS ENTERED INTO TO AVOID THE EXPENSE AND BURDEN OFLITIGATION, AND NOT AS AN ADMISSION OF LIABILITY.NOT PROVIDED
Date: December 31, 1991 Category: Customer Dispute Allegations: CLIENT ALLEGES FRAUD, PROFESSIONALMALPRACTICE, CONVERSION, BREACH OF FIDUCIARY DUTY, VIOLATION OFSECTIONS 12(1), 12(C) & 15 OF 1933 SECURITIES ACT; NEGLIGENCE,BREACH OF CONTRACT, BREACH OF IMPLIED CONTRACT, AND VIOLATIONOF CALIFORNIA SECURITIES LAWS SECTIONS 12(C) & 15. Damage Amount Requested: $43,000.00 Settlement Amount: $43,000.00 Broker Comment: SETTLEMENT AGREEMENT WAS ENTERED INTO TO AVOIDTHE EXPENSE AND BURDEN OF LITIGATION AND NOT AS AN ADMISSION OFLIABILITY. SETTLEMENT AMOUNT: $43,000.00NOT PROVIDED
Date: April 30, 1990 Category: Customer Dispute Allegations: CLIENT ALLEGES FRAUD, MISREPRESENTATION,BREACH OF ORAL CONTRACT. Damage Amount Requested: $25,000.00 Settlement Amount: $19,000.00 Broker Comment: SETTLEMENT AGREEMENT WAS ENTERED INTO TO AVOIDTHE EXPENSE AND BURDEN OF LITIGATION AND NOT AS AN ADMISSION OFLIABILITY. SETTLEMENT AMOUNT: $19,000.00NOT PROVIDED
Date: January 01, 1989 Category: Civil Bond Disposition: Payout Payout Detail: TO BEST OF MY RECOLLECTION, THE PAYOUT AMOUNT WAS $125,000, PAID OUT IN 11/94. Broker Comment: N/AON FEBRUARY 1, 1995 I FILED FOR CHAPTER 7BANKRUPTCY AND EXTINGUISHED THE DEBT.NOT PROVIDED
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