BROOKS MITCHELL MCCALL

BROOKS MITCHELL MCCALL is currently employed as a Broker and/or Investment Adviser at NATIONWIDE SECURITIES, LLC located at 1805 FOULK RD, SUITE H, WILMINGTON, DE, 19810.

BROOKS MITCHELL MCCALL has worked at NATIONWIDE SECURITIES, LLC since July 17, 1983

Disclosure History

BROOKS MITCHELL MCCALL has 1 Disclosure Event(s).

Date: May 13, 2010
Category: Customer Dispute
Allegations: PLAN TRUSTEE ALLEGES FEES ASSOCIATED WITH THE MUTUAL FUND OPTION WITHIN THE PLAN WERE NOT PROPERLY DISCLOSED
Damage Amount Requested: $44,866.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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