BRUCE HILL CAREY is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at TWO CONTRA WAY, MERRIMACK, NH, 03054.
BRUCE HILL CAREY has worked at FIDELITY BROKERAGE SERVICES LLC since October 20, 2004
Disclosure History
BRUCE HILL CAREY has 2 Disclosure Event(s).
Date: March 24, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT REGISTERED REPRESENTATIVE DID NOT FOLLOW HIS INSTRUCTIONS TO CHANGE HIS MANAGED ACCOUNT FROM ONE PORTFOLIO MODEL TO ANOTHER PORTFOLIO MODEL. Damage Amount Requested: $11,160.52 Settlement Amount: $7,967.20
Date: August 10, 1993 Category: Customer Dispute Allegations: 1) SUITABILITY OF INVESTMENTS 2) PROMISEDRETURN BY THE SALES REP 3) POSSIBLE UNAUTHORIZED TRADING INACCT. Damage Amount Requested: $2,480.00 Settlement Amount: $63,440.43 Broker Comment: RETURNED THE SALES CHARGE, PAID THE 8% INTERESTFOR LENGTH OF TIME IN PORTFOLIO THERE WAS NO LOSS IN THEPORTFOLIO. THE PORTFOLIO ACTUALLY MADE A POSITIVE RETURN IN THEGIVEN LENGTH OF TIME. THE AMOUNT IN QUESTION WAS NOT MORE THAN$5,000.00 IT WAS A SALES CHARGE OF $2,480.00.>THERE WAS NOT A LOSS IN THE PORTFOLIO OF$5,000.00 THERE WAS A SALES CHARGE OF $2,480.00 >THERE WAS NO FRAUD, AS THERE WAS NO MISREPRESENTATION. >THERE WAS NO WRONGFUL TAKING OF PROPERTY. **IT WAS MYSELF THAT FIRST SUGGESTED WE CLOSE OUT THE ACCTAND REIMBURSE THE CUSTOMER. I REALIZED THEY WERE INCAPABLE OFUNDERSTANDING AFTER THE MEETING FOR THE THIRD TIME. >I BELIEVE THE COMPLAINT LETTER CAME IN FROM A COMPETITOR.
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