BRUCE ALLEN DAVIS

BRUCE ALLEN DAVIS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 20807 BISCAYNE BLVD, SUITE 403, AVENTURA, FL, 33180.

BRUCE ALLEN DAVIS has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

BRUCE ALLEN DAVIS has 2 Disclosure Event(s).

Date: September 03, 1998
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT THE TRANSAMERICANENERGY BOND WAS MISREPRESENTED TO HIM AT PAINEWBBER, AS HE WASNOT AWARE OF THE VOLATILITY OF SUCH A SECURITY AND BELIEVED ITWAS A BI-ANNUAL PAYING BOND. THE TIME WAS 1998 AND ACTUALDAMAGES WERE $6,000.
Damage Amount Requested: $6,000.00
Broker Comment: PAINEWEBBER DENIED THE CLAIM.NOT PROVIDED

Date: May 28, 1980
Category: Criminal
Charges: INTOXICATED PERSON ENTERING REMAINING INPARK, DISORDERLY INTOXICATION: RESISTING ARREST WITH VIOLENCE;ENCOURAGING A RIOT; BATTERY ON POLICE OFFICER.
Disposition: CASE DISMISSED; NO PENALTIES
Broker Comment: Not Provided

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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