BRUCE WAYNE GAYLORD

BRUCE WAYNE GAYLORD is currently employed as a Broker and/or Investment Adviser at DAVID A. NOYES & COMPANY located at 209 S LASALLE STREET, SUITE 300, CHICAGO, IL, 60604.

BRUCE WAYNE GAYLORD has worked at DAVID A. NOYES & COMPANY since March 23, 2012

Disclosure History

BRUCE WAYNE GAYLORD has 2 Disclosure Event(s).

Date: March 03, 2003
Category: Regulatory

Date: June 28, 2000
Category: Customer Dispute
Allegations: UNAUTHORIZED STOCK AND OPTION TRANSACTIONS
Damage Amount Requested: $95,090.21
Settlement Amount: $25,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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