BRUCE ROBERT GEIGER

BRUCE ROBERT GEIGER is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 17202C AVE 296, VISALIA, CA, 93292.

BRUCE ROBERT GEIGER has worked at WOODBURY FINANCIAL SERVICES, INC. since December 18, 2015

Disclosure History

BRUCE ROBERT GEIGER has 2 Disclosure Event(s).

Date: January 08, 2016
Category: Regulatory
Initiated By: California Department of Insurance
Allegations: The California Department of Insurance alleges the representative did not notify them timely regarding his FINRA regulatory action. The department proposes a 3 week suspension.
Resolution: Order SanctionDetails:
Sanctions: Suspension SanctionDetails:Registration Capacities Affected: Accident, Health and Life only agent. Duration: 1 week Duration Explanation: 03/21/2016 to 03/27/2016 Start Date: 3/21/2016 End Date: 3/27/2016
Broker Comment: On January 29, 2016 a reconsideration request was submitted to the California Department of Insurance.

Date: December 30, 2014
Category: Regulatory

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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