BRUCE EDGAR GOLDSTONE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 74760 HIGHWAY 111, STE 100, INDIAN WELLS, CA, 92210.
BRUCE EDGAR GOLDSTONE has worked at WELLS FARGO CLEARING SERVICES, LLC since September 04, 1990
Disclosure History
BRUCE EDGAR GOLDSTONE has 1 Disclosure Event(s).
Date: October 21, 1991 Category: Customer Dispute Allegations: STATEMENT OF CLAIM ALLEGED MISREPRSENTATIONAND OMISSION OF MATERIAL FACTS RELATING TO AN INVESTMENT INUNIT INVESTMENT TRUST PRODUCTS RESULTING IN AN UNSPECIFIEDAMOUNT OF DAMAGES. Settlement Amount: $18,000.00 Broker Comment: SETTLEMENT PAID IN THE AMOUNT OF $18,000.00 TOAVOID FURTHER COST OF DEFENSE. MR. GOLDSTONE WAS NOT ASKED TOCONTRIBUTE.WILE KEMPER SECURITIES INC. FOUND NO VALIDITY TO[CUSTOMER'S] CLAIM, A SETTLEMENT WAS PAID IN THE AMOUNT OF$18,000.00 TO AVOID FURTHER COST OF DEFENSE. MR. GOLDSTONE WASNOT ASKED TO CONTRIBUTE.
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