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BRUCE ELLIOTT HLAVACEK

BRUCE ELLIOTT HLAVACEK is currently employed as a Broker and/or Investment Adviser at THE LEADERS GROUP, INC. located at 26 WEST DRY CREEK CIRCLE, SUITE 800, LITTLETON, CO, 80120.

BRUCE ELLIOTT HLAVACEK has worked at THE LEADERS GROUP, INC. since December 07, 2005

Disclosure History

BRUCE ELLIOTT HLAVACEK has 1 Disclosure Event(s).

Date: June 23, 1997
Category: Criminal
Charges: MAKING AND SUBSCRIBING TO A FALSE 1991 INCOME TAX RETURNONE(1) COUNT; FELONY; PLEADED GUILTY; NOT INVESTMENT RELATED Charge Type: FELONY
Disposition: GUILTY PLEA TO 1 COUNT OF SUBSCRIBING TO A FALSE 1991 INCOME TAX RETURN WAS ACCEPTED ON 07/10/1998; PROBATION - 5 YEARS, RELEASED EARLY ON NOVEMBER 27, 2001; $3,000 FINE PLUS $50 COURT COST PAID 07/07/1998; DEPOSIT COVERING RESTITUTION TO THE IRS REQUIRED IN JUDGEMET OF $214,064 MADE 08/20/1997.
Broker Comment: MY GUILTY PLEA WAS FOR ONE(1) COUNT OF MAKING AND SUBSCRIBING TO A FALSE 1991 INCOME TAX RETURN. AN INFORMATION WAS FILED WITH THE COURT IN JUNE OF 1997, MY GUILTY PLEA WAS ACCEPTED AND I WAS SENTENCED IN JULY OF 1998. I RECEIVED FIVE YEARS PROBATION AND WAS ORDERED TO PAY A FINE OF $3,000, COURT COSTS OF $50, AND RESTITUTION TO THE IRS OF $214,064. ALL FINES, COSTS, AND RESTITUTION WERE PAID NO LATER THAN JULY 1998. I COMPLETED ALL THE CONDITIONS OF MY SENTENCE AND WAS DISCHARGED EARLY FROM SUPERVISION OF PROBATION IN NOVEMBER OF 2001.I WAS GRANTED WRITTEN CONSENT TO ENGAGE IN THE BUSINESS OF INSURANCE OR PARTICIPATE IN SUCH BUSINESS PURUANT TO 18 U.S.C. SECTION 1033(E)(2)BY THE TEXAS STATE INSURANCE COMMISSIONER. I UNDERSTAND THE SERIOUSNESS OF THIS INCREDIBLE ERROR IN JUDGEMENT AND HAVE TAKEN FULL RESPONSIBILTY FROM THE BEGINNING. I AM DEEPLY REMORSEFUL AND EMBARRASSED BY THE HURT I HAVE CAUSED MY FAMILY, EMPLOYEES, CO-WORKERS AND FRIENDS.

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