BRUCE ALLEN SEIBEL is currently employed as a Broker and/or Investment Adviser at THE O.N. EQUITY SALES COMPANY located at 3212 20th Street S, FARGO, ND, 58104.
BRUCE ALLEN SEIBEL has worked at THE O.N. EQUITY SALES COMPANY since July 11, 1994
Disclosure History
BRUCE ALLEN SEIBEL has 1 Disclosure Event(s).
Date: August 08, 1987 Category: Regulatory Initiated By: UNKNOWN Allegations: NO DAMAGES OR CLAIMS Resolution: Decision SanctionDetails: Sanctions: Cease and Desist/Injunction Sanction Details: ND SECURITIES DEPT ISSUED A "CEASE & DESIST"ORDER-STATING THAT IF WE DID NAY ADVERTISING-THE ADVERTISINGMUST BE FILED WITH THE SECURITIES COMMISSION AT LEAST 5 DAYSPRIOR TO PUBLICATION. Broker Comment: I RAN A NEWSPAPER AD WITHOUT HAVING IT IN THE NDSTATE SECURITIES OFFICE 5 DAYS PRIOR TO PUBLISHING IT.
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