BRUCE ANTHONY ZARO

BRUCE ANTHONY ZARO is currently employed as a Broker and/or Investment Adviser at INTERNATIONAL ASSETS ADVISORY, LLC located at 32 COURT STREET, PLYMOUTH, MA, 02360.

BRUCE ANTHONY ZARO has worked at INTERNATIONAL ASSETS ADVISORY, LLC since January 31, 2018

Disclosure History

BRUCE ANTHONY ZARO has 2 Disclosure Event(s).

Date: January 30, 2018
Category: Employment Separation After Allegations
Firm Name: BOLTON GLOBAL CAPITAL
Termination Type: Permitted to Resign
Allegations: THE FIRM RECEIVED DOCUMENTS FROM MR. ZARO THAT OUR CLIENT'S BENEFICIARIES CLAIMED THEY HAD NOT SIGNED.

Date: October 08, 1999
Category: Customer Dispute
Allegations: CLIENTS STOCK OPTIONS WERE ALLOWED TO EXPIRE WORTHLESS DUE TO MISCOMMUMICATION.
Damage Amount Requested: $23,406.87
Settlement Amount: $23,406.87

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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