BRYAN LEON FLEMING is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1001 BISHOP ST, STE 1900, HONOLULU, HI, 96813.
BRYAN LEON FLEMING has worked at WELLS FARGO CLEARING SERVICES, LLC since February 02, 2007
Disclosure History
BRYAN LEON FLEMING has 2 Disclosure Event(s).
Date: December 26, 2013 Category: Customer Dispute Allegations: THE CLIENT INDICATES THAT HER INITIAL PURCHASE OF PUERTO RICO BONDS WAS NOT SUITABLE AND THE SECOND PURCHASE WAS NOT AUTHORIZED. (02/16/2013-03/19/2013) Damage Amount Requested: $85,056.53
Date: March 20, 2009 Category: Customer Dispute Allegations: ALLEGES FAILURE TO REALLOCATE FUNDS PER CLIENT'S REQUEST. ALSO ALLEGES UNSUITABLE INVESTMENTS. NO DATES SPECIFIED. Damage Amount Requested: $11,000.00
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