BRYAN KRISTIAN PEDERSEN

BRYAN KRISTIAN PEDERSEN is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 200 WEST 17TH STREET, SUITE 100, CHEYENNE, WY, 82001-4595.

BRYAN KRISTIAN PEDERSEN has worked at RBC CAPITAL MARKETS, LLC since June 01, 2000

Disclosure History

BRYAN KRISTIAN PEDERSEN has 1 Disclosure Event(s).

Date: March 21, 2016
Category: Customer Dispute
Allegations: Clients allege financial advisor signed a Wyoming Retirement System form without first reading it andthe documentationwas also signed by the clients, resulted in a forfeiture of clients' benefits from the Wyoming Retirement System starting in January 2014.
Damage Amount Requested: $1,000,000.00 Damages Granted: $559,612.00 16-00512

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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