BRYAN KIRBY ROSS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2100 NORTHWEST BLVD STE 180, COEUR D'ALENE, ID, 83814.
BRYAN KIRBY ROSS has worked at WELLS FARGO CLEARING SERVICES, LLC since November 06, 2012
Disclosure History
BRYAN KIRBY ROSS has 2 Disclosure Event(s).
Date: February 05, 1997 Category: Customer Dispute Allegations: DR HOLMAN ALLEGED MR ROSS PURCHASED TWOSECURITIES WITHOUT HIS APPROVAL. MR ROSS IMMEDIATELY CANCELED THE TRANSACTIONS AFTER DR HOLMAN BROUGHT THE ISSUE TO HIS ATTENTION. Damage Amount Requested: $15,000.00 Settlement Amount: $15,000.00 Broker Comment: IN ADDITION TO THE ONE MONTH SUSPENSION, MR ROSSWILL PAY $15,000 TO THE DADCO CONTINUING EDUCATION MEMORIALFUND AND IS REQUIRED TO RETAKE THE SERIES 7 GENERAL SECURITIESEXAM.NOT PROVIDED
Date: May 03, 1996 Category: Customer Dispute Allegations: KAREN COOK ALLEGES BRYAN ROSS SOLD 90 SHARESOF BMC WEST AND BOUGHT 100 SHARES OF COLTEC INDUSTRIES ON APRIL30, 1996 WITHOUT AUTHORIZATION. SHE REQUESTED THE TRANSACTIONSBE REVERSED. Broker Comment: D.A. DAVIDSON & CO FINED BRYAN ROSS $5,000 ANDTRADES REVERSED AS REQUESTED BY CUSTOMER. HAS ENACTED SPECIALSUPERVISORY PROCEDURES FOR BRYAN ROSS AND HAS DISQUALIFIEDBRYAN ROSS FROM VARIOUS SALES CONTESTS.Not Provided
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