BRYAN JAMES SPALDING

BRYAN JAMES SPALDING is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 999 3RD AVE 39TH & 40TH FLS, [RBO], SEATTLE, WA, 98104.

BRYAN JAMES SPALDING has worked at WELLS FARGO CLEARING SERVICES, LLC since June 07, 2016

Disclosure History

BRYAN JAMES SPALDING has 2 Disclosure Event(s).

Date: August 31, 2013
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure
Broker Comment: My wife and I settled this card for less than the amount owed due to her inability to work (shoulder and back problems) as a self-employed hair stylist. Our combined income and assets were insufficient to repay these debts and this was a way to avoid bankruptcy.

Date: February 13, 2012
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure
Broker Comment: My wife and I settled this card for less than the amount owed due to her inability to work (shoulder and back problems) as a self-employed hair stylist. Our combined income and assets were insufficient to repay these debts and this was a way to avoid bankruptcy.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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