BRYAN WAYNE THIES

BRYAN WAYNE THIES is currently employed as a Broker and/or Investment Adviser at WADDELL & REED located at 300 CENTRAL AVENUE, SUITE 600, GREAT FALLS, MT, 59401.

BRYAN WAYNE THIES has worked at WADDELL & REED since February 12, 1987

Disclosure History

BRYAN WAYNE THIES has 1 Disclosure Event(s).

Date: March 24, 2008
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE THAT RR FAILED TO ESTABLISH AN APPOINTMENT AS REQUESTED BY THE CUSTOMERS FOR 01/17/2008 TO REALLOCATE THEIR ACCOUNT, WHICH RESULTED IN MARKET LOSS.
Damage Amount Requested: $12,979.53

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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