BRYCE R MOTT is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 520 NEWPORT CTR DR, NEWPORT BEACH, CA, 92660.
BRYCE R MOTT has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 24, 2011
Disclosure History
BRYCE R MOTT has 1 Disclosure Event(s).
Date: December 19, 2013 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES AN UNSUITABLE INVESTMENT RECOMMENDATIONS IN APRIL 2013 Settlement Amount: $21,031.25 Broker Comment: AS A BUSINESS DECISION AND TO AVOID THE COSTS AND UNCERTAINTIES OF LITIGATION, THE BRANCH CANCELLED THE TRADES AT ISSUE.
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