BURGESS BRETT BARR

BURGESS BRETT BARR is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at 207 East Church Street, Marshalltown, IA, 50158.

BURGESS BRETT BARR has worked at FSC SECURITIES CORPORATION since February 09, 2016

Disclosure History

BURGESS BRETT BARR has 3 Disclosure Event(s).

Date: May 13, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: **** AMENDMENT WAS FILED IN ERROR, THIS EVENT IS NOW REPORTED UNDER THE JUDGMENT/LIEN SECTION. PLEASE REMOVE THIS ITEM FROM THE U-4 ****

Date: July 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: **** AMENDMENT WAS FILED IN ERROR, THIS EVENT IS NOW REPORTED UNDER THE JUDGMENT/LIEN SECTION. PLEASE REMOVE THIS ITEM FROM THE U-4 ****

Date: April 28, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: **** AMENDMENT WAS FILED IN ERROR, THIS EVENT IS NOW REPORTED UNDER THE JUDGMENT/LIEN SECTION. PLEASE REMOVE THIS ITEM FROM THE U-4 ****

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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