BURTON SHELDON HALPERT is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at FOXLEIGH BUILDING, GREENSPRING STATION 2330 WEST JOPPA ROAD STE 255, LUTHERVILLE, MD, 21093.
BURTON SHELDON HALPERT has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
BURTON SHELDON HALPERT has 3 Disclosure Event(s).
Date: November 11, 2016 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE PURCHASE OF A STOCK WAS MISREPRESENTED IN RELATION TO THE RISK INVOLVED. 2013 Damage Amount Requested: $59,149.00
Date: October 01, 2009 Category: Customer Dispute Allegations: CLAIMANT ALLEGES, INTER ALIA, THAT FROM APRIL OF 2008 THROUGH JULY OF 2008 THE FINANCIAL ADVISOR MADE MISREPRESENTATIONS REGARDING INVESTMENTS IN FANNIE MAE PREFERRED STOCK. Damage Amount Requested: $77,726.22 Settlement Amount: $58,294.00
Date: April 18, 2001 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT CERTAIN STOCKS SELECTED BY THE MANAGER OF HIS ACCOUNT WERE NOT CONSISTENT WITH HIS INVESTMENT OBJECTIVE. Damage Amount Requested: $150,000.00 Settlement Amount: $40,000.00
More Information
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