BYRON J MEADE

BYRON J MEADE is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 3960 RADIO RD, SUITE 209, NAPLES, FL, 34104.

BYRON J MEADE has worked at NYLIFE SECURITIES LLC since October 15, 2008

Disclosure History

BYRON J MEADE has 2 Disclosure Event(s).

Date: December 14, 2015
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES HE WAS UNAWARE THAT HE PURCHASED A VARIABLE ANNUITY IN OR AROUND NOVEMBER 2014 AND THAT HE WAS NOT INFORMED OF THE ASSOCIATED SURRENDER CHARGES. HE VOICES CONCERNS REGARDING THE PERFORMANCE OF THE INVESTMENT AND LOSSES INCURRED.
Damage Amount Requested: $7,800.00
Settlement Amount: $11,755.68

Date: December 23, 2014
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGED THAT THE TERMS AND FEES ASSOCIATED WITH THE VARIABLE UNIVERSAL LIFE INSURANCE POLICY PURCHASED IN OR AROUND DECEMBER 2013 WERE NOT FULLY EXPLAINED. THE CUSTOMER REQUESTED A REFUND OF PREMIUMS PAID TO THE POLICY.
Damage Amount Requested: $16,466.27
Settlement Amount: $16,466.27

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for BYRON J MEADE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.