CALEB MICHAEL SVOBODA

CALEB MICHAEL SVOBODA is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 1901 N Roselle Rd., Suite 800, Scharmberg, IL, 60195.

CALEB MICHAEL SVOBODA has worked at CETERA ADVISOR NETWORKS LLC since June 26, 2017

Disclosure History

CALEB MICHAEL SVOBODA has 2 Disclosure Event(s).

Date: February 01, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 25, 2003
Category: Civil Bond
Disposition: Payout Broker Comment: RESULT WAS A MINOR TICKET FOR UNSAFE OPERATING OF A MOTOR VEHICLE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for CALEB MICHAEL SVOBODA, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.