CALVIN DALE HORTON

CALVIN DALE HORTON is currently employed as a Broker and/or Investment Adviser at QUESTAR CAPITAL CORPORATION located at 1036 CENTERVILLE CIRCLE, SUITE A, VADNAIS HEIGHTS, MN, 55127.

CALVIN DALE HORTON has worked at QUESTAR CAPITAL CORPORATION since December 01, 2006

Disclosure History

CALVIN DALE HORTON has 4 Disclosure Event(s).

Date: August 31, 2012
Category: Customer Dispute
Allegations: ALLEGATIONS OF POOR ADVICE RESULTING IN INVESTMENT LOSSES.
Damage Amount Requested: $85,801.00

Date: November 26, 2011
Category: Customer Dispute
Allegations: ALLEGED VIOLATIONS OF FEDERAL SECURITIES LAWS, MISREPRESENTATION, VIOLATIONS OF MINNESOTA CONSUMER FRAUD AND UNLAWFUL TRADE PRACTICES ACT, BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY, AND NEGLIGENCE IN THE SALE OF VARIOUS REAL ESTATE INVESTMENT TRUSTS BETWEEN 9/1/2006 AND 7/28/2008.
Damage Amount Requested: $295,000.00
Settlement Amount: $160,000.00
Broker Comment: I STRONGLY OBJECT TO THIS CLAIM AND DO NOT ADMIT TO ANY LIABILITY. TO AVOID ON GOING LITIGATION EXPENSES IT'S NOW BEEN SETTLED THROUGH MEDIATION.

Date: July 26, 2011
Category: Customer Dispute
Allegations: ALLEGATIONS OF MISREPRESENTATIONS, OMMISSION, BREACH OF FIDUCIARY DUTY, NEGLIGENCE, FAILURE TO SUPERVISE, BREACH OF CONTRACT, FRAUDULENT MISREPRESENTATION IN SALE OF CORNERSTONE REIT ON 10/09/2006.
Damage Amount Requested: $200,000.00
Settlement Amount: $104,250.00 11-02678

Date: June 22, 2011
Category: Customer Dispute
Allegations: ALLEGED INVESTMENTS WERE NOT APPROPRIATE AND POOR ADVICE IN CURRENCY EXCHANGE PROGRAM, OXFORD GLOBAL, THAT TURNED OUT TO BE A PONZI SCHEME. ALLEGATION ACTIVITY PERIOD FROM 7/1/2007 TO 11/8/2008.
Damage Amount Requested: $73,986.34

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for CALVIN DALE HORTON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.