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CALVIN JONES

CALVIN JONES is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 6237 VANCE RD, STE 1, CHATTANOOGA, TN, 37421.

CALVIN JONES has worked at PFS INVESTMENTS INC. since February 11, 2016

Disclosure History

CALVIN JONES has 5 Disclosure Event(s).

Date: February 29, 2016
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

Date: December 28, 2012
Category: Financial
Type: Bankruptcy
Disposition: Dismissed
Broker Comment: N/A

Date: October 15, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $1,149.04
Judgment/Lien Type: Civil

Date: June 01, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $3,655.00
Judgment/Lien Type: Civil

Date: May 01, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $5,098.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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