CAMERON LEMOND COBB is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 255 E BROWN ST STE 400, BIRMINGHAM, MI, 48009.
CAMERON LEMOND COBB has worked at WELLS FARGO CLEARING SERVICES, LLC since May 08, 2015
Disclosure History
CAMERON LEMOND COBB has 3 Disclosure Event(s).
Date: December 12, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 03, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 19, 2012 Category: Employment Separation After Allegations Firm Name: PNC INVESTMENTS Termination Type: Discharged Allegations: CAMERON COBB WAS TERMINATED FOR A VIOLATION OF AFFILIATE PNC BANK POLICY. SPECIFICALLY, MR. COBB FALSIFIED KYC INFORMATION IN ORDER TO OPEN A PNC BANK ACCOUNT FOR A CUSTOMER. THERE WAS NO EVIDENCE OF THEFT OR MISAPPROPRIATION.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for CAMERON LEMOND COBB, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.