CARL M BEALE

CARL M BEALE is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 5544 GREENWICH ROAD, SUITE 303, VIRGINIA BEACH, VA, 23462.

CARL M BEALE has worked at PARK AVENUE SECURITIES LLC since October 23, 2015

Disclosure History

CARL M BEALE has 4 Disclosure Event(s).

Date: September 24, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $4,603.81
Judgment/Lien Type: Civil
Broker Comment: RR states the lien/judgment was placed due to arrearage in child support. DCSE will adjust as RR pays down with monthly payments.

Date: April 08, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 03, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $11,276.58
Judgment/Lien Type: Civil

Date: May 27, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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