CARL VERNON CEDER is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2029 CENTURY PARK E, CENTURY CITY, CA, 90067.
CARL VERNON CEDER has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 16, 2002
Disclosure History
CARL VERNON CEDER has 2 Disclosure Event(s).
Date: March 28, 2011 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNAUTHORIZED TRADING IN MARCH 2009, OMISSIONS OF MATERIAL FACTS AND UNSUITABLE INVESTMENT RECOMMENDATIONS. Damage Amount Requested: $900,000.00 Settlement Amount: $325,000.00 11-00999
Date: April 28, 2009 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES MISREPRESENTATION AND UNSUITABLE INVESTMENT RECOMMENDATIONS. Damage Amount Requested: $624,676.00 Settlement Amount: $225,000.00 09-02222
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