CARL ANTHONY FORTE

CARL ANTHONY FORTE is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at 1645 BURNET AVENUE, SYRACUSE, NY, 13206.

CARL ANTHONY FORTE has worked at CADARET, GRANT & CO., INC. since February 10, 2003

Disclosure History

CARL ANTHONY FORTE has 3 Disclosure Event(s).

Date: September 26, 2011
Category: Customer Dispute
Allegations: BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY, UNSUITABILITY, FRAUD, MISREPRESENTATION, OMISSION OF FACTS, NEGLIGENCE, VIOLATION OF FINRA RULES
Broker Comment: FORTE WAS A SUBJECT OF THE CUSTOMER'S STATEMENT OF CLAIM FOR THIS ARBITRATION ALLEGING THAT HE, WITH HIS MEMBER FIRM, CONTRIBUTED TO THE SALES PRACTICE VIOLATIONS. CLAIMANT'S CLAIMS AGAINST FORTE'S MEMBER FIRM WRE DISMISSED IN THEIR ENTIRTY.

Date: October 25, 1976
Category: Criminal
Charges: PLEA: GUILTY, CONVICTED, 1 YEAR PROBATION Charge Type: MISDEMEANOR
Disposition: DISPOSITION: CONVICTED, 1 YEAR PROBATION,
Broker Comment: ON SEPTEMBER 10, 1976, DURING HIS SOPHOMORE YEAR IN COLLEGE AT SUNY CORTLAND, NY FORTE AND SOME FRIENDS WERE RETURNING HOME FROM A NIGHT OUT ON THE TOWN. IT WAS LATE AND THEYH HAD TOO MUCH TO DRINK. WHILE ON THEIR WAY HOME, ONE OF HIS FRIENDS NOTICED A POTTED PLANT SITTING ON THE LAWN IN FRONT OF A HOUSE. FORTE AND HIS FRIENDS THOUGHT IT WAS ABANDONED AND TOOK THE PLANT. ONE OF THEIR NEIGHBORS SAW THEM AND REPORTED THE INCIDENT TO THE POLICE. TWO DAYS LATER, THE POLICE ARRIVED AT FORTE'S APARTMENT WHERE THE PLANT WAS AND ARRESTED HIM FOR POSSESSION OF THE STOLEN PLANT. FORTE WAS PLACED ON ONE YEAR PROBATION, SEE INCIDENT #1 FOR RELATED DOJ REPORT.

Date: October 31, 1975
Category: Criminal
Charges: PETTY LARCENY, ADJUDICATION WITHHELD Charge Type: MISDEMEANOR
Disposition: ADJUDICATION WITHHELD 10/31/75 INCIDENT
Broker Comment: IN OCTOBER 1975,DURING HIS FRESHMAN YEAR IN COLLEGE, FORTE AND SOME FRIENDS WERE IN A GROCERY STORE IN CORTLAND, NEW YORK. THE MANAGER OF THE STORE PERCEIVED FORTE AND HIS FRIENDS TO BE SUSPICIOUS IN ACTIONS AND APPEARANCE, AND CALLED THE POLICE. FORTE AND HIS FRIENDS WERE ARRESTED AND CHARGED WITH PETTY LARCENY. THE CASE AGAINST FORTE WAS DISMISSED AS IT WAS HIS FIRST OFFENSE. FORTE STATES THAT THE INCIDENT DID INVOLVE THE WRONGFUL TAKING OF A BRICK OF CHEESE FROM THE GROCERY STORE. *** .

More Information

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