CARL DAVID HEDSTROM

CARL DAVID HEDSTROM is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 4201 CONGRESS STREET, SUITE 210, CHARLOTTE, NC, 28209.

CARL DAVID HEDSTROM has worked at CETERA ADVISOR NETWORKS LLC since August 30, 2001

Disclosure History

CARL DAVID HEDSTROM has 2 Disclosure Event(s).

Date: February 06, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES REP MISREPRESENTED THE SALE OF TWO ANNUITIES PURCHASED ON 04/26/2005 AND 12/06/2007.
Damage Amount Requested: $73,699.00

Date: February 04, 2002
Category: Customer Dispute
Allegations: UNSUITABILITY. TRANSFERRED ANNUITY FROM GUARDIAN TO MANUALIFE ON 02/18/2000 TO PROVIDE ADDED BENEFITS FOR CLIENT. MORE INVETMENT SELECTIONS, STEPPED UP DEATH BENEFIT; PAYMENT ENHANCEMENT
Damage Amount Requested: $40,000.00
Broker Comment: REPLACED OUTDATED ANNUITY WITH CDSC CHANGE. NEW COMPANY OFFERS MORE MANAGERS, BETTER DEATH BENEFIT, ALSO A $7618.44 POLICY ENHANCEMENT. THE CUSTOMER COMPAINT WAS CLOSED BY THE NORTH CAROLINA DEPARTMENT OF INSURANCE.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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