CARL DAVID HULSE

CARL DAVID HULSE is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 7075 W BELL RD, STE 8, GLENDALE, AZ, 85308.

CARL DAVID HULSE has worked at WOODBURY FINANCIAL SERVICES, INC. since October 13, 2017

Disclosure History

CARL DAVID HULSE has 2 Disclosure Event(s).

Date: May 01, 2017
Category: Customer Dispute
Allegations: Client alleges RR mislead him in the sale of a variable life policy in 1992 by telling him is premiums would never go up and that they could use the life insurance benefit to pay for his daughter's college

Date: December 07, 2010
Category: Financial
Type: Compromise
Disposition: payment plan of 4 payments

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for CARL DAVID HULSE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.