CARL EDWARD LINDROS is currently employed as a Broker and/or Investment Adviser at MUTUAL SECURITIES, INC. located at 747 GARDEN STREET, SANTA BARBARA, CA, 93101.
CARL EDWARD LINDROS has worked at MUTUAL SECURITIES, INC. since January 03, 2005
CARL EDWARD LINDROS has 2 Disclosure Event(s).Date: March 22, 2006
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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