CARL MATHEW PALATNIK

CARL MATHEW PALATNIK is currently employed as a Broker and/or Investment Adviser at NORTH RIDGE SECURITIES CORP. located at 200 broadhollow road, suite 207, melville, NY, 11747.

CARL MATHEW PALATNIK has worked at NORTH RIDGE SECURITIES CORP. since February 06, 2015

Disclosure History

CARL MATHEW PALATNIK has 2 Disclosure Event(s).

Date: December 31, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $25,815.19
Judgment/Lien Type: Tax

Date: December 03, 2003
Category: Criminal
Charges: REPEATED FAILURE TO FILE PERSONAL INCOME AND EARNING TAXES - CLASS E FELONY. NYS LAW ART. 37 - SECTIOM 1802A Charge Type: FELONY
Disposition: FELONY CHARGE DISMISSED 4/27/04. PLEAD QUILTY TO DISORDERLYCONDUCT, A NON-CRIMINAL VIOLATION. THE AMOUNT OWED OF $19,051 WAS PAID ON 4/27/04.
Broker Comment: FAILURE TO FILE PERSONAL INCOME TAXES WAS RELATED TO A PERSONAL DIVORCE AND PAYMENT TO NYS DEPT OF REVENUE WAS MADE AS NOTED IN ABOVE SECTION 4D. CERTIFIED COURT DOCUMENTS WERE SENT TO NASD BY OVER-NIGHT MAIL ON 4/30/04.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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