CARL OSCAR WISEMAN is currently employed as a Broker and/or Investment Adviser at TRITAURIAN CAPITAL, INCORPORATED located at 261 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY, 10016.
CARL OSCAR WISEMAN has worked at TRITAURIAN CAPITAL, INCORPORATED since October 05, 2012
Disclosure History
CARL OSCAR WISEMAN has 2 Disclosure Event(s).
Date: September 19, 2016 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: November 19, 2001 Category: Customer Dispute Allegations: FAILURE TO FOLLOW INSTRUCTIONS. Damage Amount Requested: $550,000.00 Settlement Amount: $10,000.00 Broker Comment: SETTLED BY FIRM FOR $10,000. RR PAID NOTHING TOWARDS THE SETTLEMENT.
More Information
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