CARLOS SOLORZANO GODINEZ

CARLOS SOLORZANO GODINEZ is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 5161 POMONA BLVD STE 212, LOS ANGELES, CA, 90022-1749.

CARLOS SOLORZANO GODINEZ has worked at ALLSTATE FINANCIAL SERVICES, LLC since March 14, 2013

Disclosure History

CARLOS SOLORZANO GODINEZ has 2 Disclosure Event(s).

Date: August 18, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $30,723.09
Judgment/Lien Type: Tax

Date: November 05, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $30,273.00
Judgment/Lien Type: Tax
Broker Comment: Pending appointment for review of tax records with IRS, will notify FINRA of aftermath.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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