CARLOS LOPEZ is currently employed as a Broker and/or Investment Adviser at BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. located at 11610 Rojas, Ste D, El Paso, TX, 79936.
CARLOS LOPEZ has worked at BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. since September 06, 2017
Disclosure History
CARLOS LOPEZ has 1 Disclosure Event(s).
Date: November 04, 2011 Category: Customer Dispute Allegations: THE ALLEGATION IS THAT THE REPRESENTATIVE MISPRESENTED THE FEATURE OF THE VARIABLE ANNUITY. Broker Comment: I CATEGORICALLY DENY ANY WRONGDOING IN THE TRANSACTION INVOLVING [CUSTOMER]. THE WAY THIS INVESTMENT WAS GOING TO WORK WAS DISCUSSED THOROUGHLY AND THE GUARANTEES OF THE GUARANTEED INCOME RIDER ARE WORKING AS EXPLAINED.
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